For Lacan there is this solipsistic period of life at the beginning. The subject becomes capable of making a distinction between himself and others after the Narcissistic period of the mirror stage. The subject’s ability to interpret and adapt shows signs of progress. Once the mirror stage is passed through and the fantasy is traversed, the subject becomes capable of controlling the unconscious drives and touching reality. The child learns to postpone gratification and finds other ways of satisfying himself. The function of the I shows itself when the child feels the need to act upon the external world and change things in the way of attaining pleasure and satisfaction of desires. When the child gives up desiring his mother and realizes that he has to identify with his father the foundations of the super-ego formation are laid. It is the fear of castration that leads the male child to give up the mother. The sexual desire turns away from the forbidden object and moves towards finding ways of expressing itself in and through metaphors supplied by the predominant culture.
According to Klein the formation of the super-ego begins in the first year of life. For Klein the “early Oedipus conflict” is at the root of child psychoanalysis. Klein says that Oedipal tendencies of the child start with oral frustrations and this is when the super-ego takes its course of formation.
These analyses have shown that oral frustrations release the Oedipus impulses and that the super-ego begins to be formed at the same time. […] This is the beginning of that developmental period which is characterized by the distinct demarcation of genital trends and which is known as the early flowering of sexuality and the phase of the Oedipus conflict.
It is Klein’s legacy to have taken the beginning of development to a stage earlier than the appearance of the Name of the Father. In this world the castrating father figure doesn’t yet exist. And the child has at least three years ahead to become capable of using language. Klein’s journey into a zone before language, a zone before the child finds itself in the signifying chain, is valuable especially for showing the lack of the role of fantasy and phantasmatic production in Lacan’s story of the formation of the subject. And Gilles Deleuze uses Klein’s insight to make the necessary connections between literature and the unconscious. But before moving on to Deleuze I would like to show from where Klein is coming and hint at the direction she could possibly be heading towards.
Klein attributes as much importance to the death drive as she does to the life drive. For Klein, already in the first year of life there are object relations and these relations involve expression of libidinal and aggressive impulses.
[…] unfavourable feeding conditions which we may regard as external frustrations, do not seem to be the only cause for the child’s lack of pleasure at the sucking stage. This is seen from the fact that some children have no desire to suck—are ‘lazy feeders’—although they receive sufficient nourishment. Their inability to obtain satisfaction from sucking is, I think, the consequence of an internal frustration and is derived, in my experience, from an abnormally increased oral sadism. To all appearances these phenomena of early development are already the expression of the polarity between the life-instincts and the death-instincts. We may regard the force of the child’s fixation at the oral sucking level as an expression of the force of its libido, and, similarly, the early and powerful emergence of its oral sadism is a sign that its destructive instinctual components tip the balance.
The child projects his aggressive impulses onto the external world and sees the object (the mother’s breast) as an enemy trying to destroy him. The frustrations that take place in the first year of life cause anxiety and lead the child to express his aggressive impulses through oral sadism (biting the breast). The fantasy that the mother contains the father’s penis leads the child to want to tear apart the mother’s body and introject the object hidden in it through oral sadism. After oral frustration the attention of the child shifts from the mother’s breast to the father’s penis. The aggression against the father’s penis and the response this aggression gets plays a dominant role in the formation of the super-ego. As it develops the super-ego becomes more and more important in the way the subject handles his relation to the world.
[…] by projecting his terrifying super-ego on to his objects, the individual increases his hatred of those objects and thus also his fear of them, with the result that, if his aggression and anxiety are excessive, his external world is changed into a place of terror and his objects into enemies and he is threatened with persecution both from the external world and from his introjected enemies.
An aggressive attitude towards the external world damages the relationship with the external world; the external world is regarded as hostile, which leads to aggression, and this aggression in turn provokes hostility against the child. It is this kind of a vicious cycle in which many psychotics and neurotics find themselves. Klein describes schizophrenia as the “attempt to ward of, master or contend with an internal enemy.” For Klein, the force of aggression as a result of oral frustrations can reach to such levels that the subject feels obliged to project the super-ego ideal onto the external world. The super-ego is terribly ruthless and aggressive. The projection of the super-ego onto the external world turns reality into an enemy. The subject becomes ill and shuts himself up into his fantasy world and, detached from reality, suffers inordinately. Lacan sees schizophrenia in a similar way; for Lacan what produces schizophrenia is the exclusion of the Name of the Father.
With Klein we learn that the sense of reality is gained through oral frustrations. Lacan, too, thinks that frustrations have a role to play in the constitution of the reality principle. But according to Lacan what’s important is not the natural frustrations themselves, but how they are symbolized, how they are represented in and through language, how they manifest themselves in the form of cultural products. Lacan finds Klein’s theories too biological.
To explicate where Lacan and Klein disagree I would like to give their opinions on Dick who is a four years old boy suffering from “psychosis.” Dick, who hardly ever talks, is permanently indifferent towards the external world. In Dick’s world there is no good and bad, there is nothing to be afraid of and nothing to love. It is as though Dick lives in a world apart, in another reality. Dick’s world is not structured like language, there is no differentiation, and where there is indifference there can be no difference, in Dick’s world all objects and subjects are one.
Dick has a toy train which he repetitively moves to and fro on the floor. Klein says, “I took the big train and put it beside a smaller one and called them ‘Daddy train’ and ‘Dick train.’ Thereupon he picked up the train I called Dick and made it roll [toward the station]… I explained: ‘The station is mummy; Dick is going into mummy.’ At the end of this first session of therapy Dick begins to express his feelings. It is after Dick becomes capable of situating himself within the symbolic order in relation to his mother and father that he becomes a human. He begins to play his role given to him by Klein.
Human reality is a mediated reality. We can see in Dick’s case that the biological turns into cultural through Oedipalisation. Lacan thinks Klein’s therapeutic technique is correct but her theory wrong. What Lacan thinks Klein’s theory lacks is the castrating father figure who says “No.” Lacan complains that the castrating father figure is not given a role in Klein’s scenario. It is true that father is not given a role in the process of subject formation, but Lacan’s assumption that Klein is Oedipalizing the child is wrong. For if the father is excluded from the scene how can the Oedipal triangle be formed. All Klein does is to tell Dick that mummy and daddy copulate. Klein’s world is entirely biological, whereas Lacan is talking about the subjectivation of the individual in and through symbols. For Lacan the unconscious is nothing other than a chain of signifiers. There is nothing before the symptoms manifest themselves in and through metaphors. So metaphors are the products of repression which splits the subject into two separate but contiguous sides; the biological self and the cultural self. Psychoanalysis is about a regressive process which goes back in time through a chain of signifiers and tries to reach the Real of the subject’s desire. A symptom is the manifestation of the Real of the subject’s desire in the form of metaphors.
In advancing this proposition, I find myself in a problematic position—for what have I taught about the unconscious? The unconscious is constituted by the effects of speech on the subject, it is the dimension in which the subject is determined in the development of the effects of speech, consequently the unconscious is structured like a language. Such a direction seems well fitted to snatch any apprehension of the unconscious from an orientation to reality, other than that of the constitution of the subject.
When Lacan says that “the unconscious is structured like a language,” what he wants to say is that if the unconscious is a web of metaphors the signifiers behind the metaphors are interacting with one another just like the signifiers in language.
In psychosis the subject’s fantasy of unmediated omnipresence resists symbolization. The subject cannot turn his feelings and thoughts into symbolic acts, he cannot make a distinction between the me and the not me, cannot engage in intersubjectivity. Introversion dominates the psychotic and he finds himself in a world where nothing matters for nothing is differentiated. The psychotic experiences his inner reality as though it is the reality of all, he cannot separate the inner from the outer. The psychotic’s reality escapes cultural codes. The psychotic doesn’t know the symbolic meaning of the father’s law. The law of the father establishes the order of culture, but the psychotic refuses to come to terms with the father’s law and eventually cannot overcome his frustrations. The mother’s role is determinant in the formation of psychosis. If the mother doesn’t recognize the role of the father the child remains locked in the imaginary world, outside signification.
Psychosis appears when all the signifiers refer to the same signified. Language and meaning dissolve. Locked in the mirror stage the subject identifies everything as me, and the me as the phallus. But the reality is that the “I” is not the phallus inside the mother’s body. The psychotic is deprived of nostalgia, of the feeling of loss which is constitutive of the subject. Lacking lack the psychotic subject lacks what Lacan calls “lack in being.” And lacking lack in being the subject cannot identify his natural self as being separate from the cultural objects of identification. By entering the symbolic order the narcissistic sense of oneness, “the oceanic feeling,” is lost. And this loss opens a gap within the subject, which the subject tries to fill with the objects of identification presented to it by the predominant culture. Identification is a way of compensating for the emptiness within the subject caused by the loss of sense of oneness. But the unconscious desires can never be satisfied by metaphors. To overcome the frustration caused by the loss of his fantasy world, the subject turns towards symbolic acts in the way of climbing up the social ladder. The subject becomes a doctor, pilot, teacher; all to endure the pain of not being able to satisfy one’s unconscious desires, or the Real of one’s desire. It is in this context that Lacan sees repression as productive of the subject as a split subject. Because the psychotic has lost nothing, lacks nothing, he has no motivations for such pursuits as becoming a doctor, pilot, or teacher. The psychotic has no sense of nostalgia and he is therefore extremely indifferent to the external world. Experiencing no frustrations in the face of the harsh reality of not being one, the psychotic desires nothingness.
 Melanie Klein, The Psychoanalysis of Children, 123
 Melanie Klein, The Psychoanalysis of Children, 124
 Klein, 143-4
 Klein, 144
 Melanie Klein, quoted from Deleuze and Guattari’s Anti-Oedipus, 45
 Jacques Lacan, The Four Fundamental Concepts of Psychoanalysis, ed. Jacques-Alain Miller, trans. Alan Sheridan (London: Hogarth Press, 1977), 149
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